iroh_gossip/proto/hyparview.rs
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//! Implementation of the HyParView membership protocol
//!
//! The implementation is based on [this paper][paper] by Joao Leitao, Jose Pereira, Luıs Rodrigues
//! and the [example implementation][impl] by Bartosz Sypytkowski
//!
//! [paper]: https://asc.di.fct.unl.pt/~jleitao/pdf/dsn07-leitao.pdf
//! [impl]: https://gist.github.com/Horusiath/84fac596101b197da0546d1697580d99
use std::collections::{HashMap, HashSet};
use derive_more::{From, Sub};
use n0_future::time::{Duration, Instant};
use rand::{rngs::ThreadRng, Rng};
use serde::{Deserialize, Serialize};
use tracing::debug;
use super::{util::IndexSet, PeerData, PeerIdentity, PeerInfo, IO};
/// Input event for HyParView
#[derive(Debug)]
pub enum InEvent<PI> {
/// A [`Message`] was received from a peer.
RecvMessage(PI, Message<PI>),
/// A timer has expired.
TimerExpired(Timer<PI>),
/// A peer was disconnected on the IO layer.
PeerDisconnected(PI),
/// Send a join request to a peer.
RequestJoin(PI),
/// Update the peer data that is transmitted on join requests.
UpdatePeerData(PeerData),
/// Quit the swarm, informing peers about us leaving.
Quit,
}
/// Output event for HyParView
#[derive(Debug)]
pub enum OutEvent<PI> {
/// Ask the IO layer to send a [`Message`] to peer `PI`.
SendMessage(PI, Message<PI>),
/// Schedule a [`Timer`].
ScheduleTimer(Duration, Timer<PI>),
/// Ask the IO layer to close the connection to peer `PI`.
DisconnectPeer(PI),
/// Emit an [`Event`] to the application.
EmitEvent(Event<PI>),
/// New [`PeerData`] was received for peer `PI`.
PeerData(PI, PeerData),
}
/// Event emitted by the [`State`] to the application.
#[derive(Clone, Debug)]
pub enum Event<PI> {
/// A peer was added to our set of active connections.
NeighborUp(PI),
/// A peer was removed from our set of active connections.
NeighborDown(PI),
}
/// Kinds of timers HyParView needs to schedule.
#[derive(Clone, Debug, PartialEq, Eq)]
pub enum Timer<PI> {
DoShuffle,
PendingNeighborRequest(PI),
}
/// Messages that we can send and receive from peers within the topic.
#[derive(Debug, Serialize, Deserialize, Clone, PartialEq, Eq)]
pub enum Message<PI> {
/// Sent to a peer if you want to join the swarm
Join(Option<PeerData>),
/// When receiving Join, ForwardJoin is forwarded to the peer's ActiveView to introduce the
/// new member.
ForwardJoin(ForwardJoin<PI>),
/// A shuffle request is sent occasionally to re-shuffle the PassiveView with contacts from
/// other peers.
Shuffle(Shuffle<PI>),
/// Peers reply to [`Message::Shuffle`] requests with a random peers from their active and
/// passive views.
ShuffleReply(ShuffleReply<PI>),
/// Request to add sender to an active view of recipient. If [`Neighbor::priority`] is
/// [`Priority::High`], the request cannot be denied.
Neighbor(Neighbor),
/// Request to disconnect from a peer.
/// If [`Disconnect::alive`] is true, the other peer is not shutting down, so it should be
/// added to the passive set.
/// If [`Disconnect::respond`] is true, the peer should answer the disconnect request
/// before shutting down the connection.
Disconnect(Disconnect),
}
/// The time-to-live for this message.
///
/// Each time a message is forwarded, the `Ttl` is decreased by 1. If the `Ttl` reaches 0, it
/// should not be forwarded further.
#[derive(From, Sub, Eq, PartialEq, Clone, Debug, Copy, Serialize, Deserialize)]
pub struct Ttl(pub u16);
impl Ttl {
pub fn expired(&self) -> bool {
*self == Ttl(0)
}
pub fn next(&self) -> Ttl {
Ttl(self.0.saturating_sub(1))
}
}
/// A message informing other peers that a new peer joined the swarm for this topic.
///
/// Will be forwarded in a random walk until `ttl` reaches 0.
#[derive(Debug, Serialize, Deserialize, Clone, PartialEq, Eq)]
pub struct ForwardJoin<PI> {
/// The peer that newly joined the swarm
peer: PeerInfo<PI>,
/// The time-to-live for this message
ttl: Ttl,
}
/// Shuffle messages are sent occasionally to shuffle our passive view with peers from other peer's
/// active and passive views.
#[derive(Debug, Serialize, Deserialize, Clone, PartialEq, Eq)]
pub struct Shuffle<PI> {
/// The peer that initiated the shuffle request.
origin: PI,
/// A random subset of the active and passive peers of the `origin` peer.
nodes: Vec<PeerInfo<PI>>,
/// The time-to-live for this message.
ttl: Ttl,
}
/// Once a shuffle messages reaches a [`Ttl`] of 0, a peer replies with a `ShuffleReply`.
///
/// The reply is sent to the peer that initiated the shuffle and contains a subset of the active
/// and passive views of the peer at the end of the random walk.
#[derive(Debug, Serialize, Deserialize, Clone, PartialEq, Eq)]
pub struct ShuffleReply<PI> {
/// A random subset of the active and passive peers of the peer sending the `ShuffleReply`.
nodes: Vec<PeerInfo<PI>>,
}
/// The priority of a `Join` message
///
/// This is `High` if the sender does not have any active peers, and `Low` otherwise.
#[derive(Debug, Serialize, Deserialize, Clone, PartialEq, Eq)]
pub enum Priority {
/// High priority join that may not be denied.
///
/// A peer may only send high priority joins if it doesn't have any active peers at the moment.
High,
/// Low priority join that can be denied.
Low,
}
/// A neighbor message is sent after adding a peer to our active view to inform them that we are
/// now neighbors.
#[derive(Debug, Serialize, Deserialize, Clone, PartialEq, Eq)]
pub struct Neighbor {
/// The priority of the `Join` or `ForwardJoin` message that triggered this neighbor request.
priority: Priority,
/// The user data of the peer sending this message.
data: Option<PeerData>,
}
/// Message sent when leaving the swarm or closing down to inform peers about us being gone.
#[derive(Debug, Serialize, Deserialize, Clone, PartialEq, Eq)]
pub struct Disconnect {
/// Whether we are actually shutting down or closing the connection only because our limits are
/// reached.
alive: Alive,
/// Whether we should reply to the peer with a Disconnect message.
respond: Respond,
}
/// Configuration for the swarm membership layer
#[derive(Clone, Debug)]
pub struct Config {
/// Number of peers to which active connections are maintained
pub active_view_capacity: usize,
/// Number of peers for which contact information is remembered,
/// but to which we are not actively connected to.
pub passive_view_capacity: usize,
/// Number of hops a `ForwardJoin` message is propagated until the new peer's info
/// is added to a peer's active view.
pub active_random_walk_length: Ttl,
/// Number of hops a `ForwardJoin` message is propagated until the new peer's info
/// is added to a peer's passive view.
pub passive_random_walk_length: Ttl,
/// Number of hops a `Shuffle` message is propagated until a peer replies to it.
pub shuffle_random_walk_length: Ttl,
/// Number of active peers to be included in a `Shuffle` request.
pub shuffle_active_view_count: usize,
/// Number of passive peers to be included in a `Shuffle` request.
pub shuffle_passive_view_count: usize,
/// Interval duration for shuffle requests
pub shuffle_interval: Duration,
/// Timeout after which a `Neighbor` request is considered failed
pub neighbor_request_timeout: Duration,
}
impl Default for Config {
/// Default values for the HyParView layer
fn default() -> Self {
Self {
// From the paper (p9)
active_view_capacity: 5,
// From the paper (p9)
passive_view_capacity: 30,
// From the paper (p9)
active_random_walk_length: Ttl(6),
// From the paper (p9)
passive_random_walk_length: Ttl(3),
// From the paper (p9)
shuffle_random_walk_length: Ttl(6),
// From the paper (p9)
shuffle_active_view_count: 3,
// From the paper (p9)
shuffle_passive_view_count: 4,
// Wild guess
shuffle_interval: Duration::from_secs(60),
// Wild guess
neighbor_request_timeout: Duration::from_millis(500),
}
}
}
pub type Respond = bool;
pub type Alive = bool;
#[derive(Default, Debug, Clone)]
pub struct Stats {
total_connections: usize,
}
/// The state of the HyParView protocol
#[derive(Debug)]
pub struct State<PI, RG = ThreadRng> {
/// Our peer identity
me: PI,
/// Our opaque user data to transmit to peers on join messages
me_data: Option<PeerData>,
/// The active view, i.e. peers we are connected to
pub(crate) active_view: IndexSet<PI>,
/// The passive view, i.e. peers we know about but are not connected to at the moment
pub(crate) passive_view: IndexSet<PI>,
/// Protocol configuration (cannot change at runtime)
config: Config,
/// Whether a shuffle timer is currently scheduled
shuffle_scheduled: bool,
/// Random number generator
rng: RG,
/// Statistics
stats: Stats,
/// The set of neighbor requests we sent out but did not yet receive a reply for
pending_neighbor_requests: HashSet<PI>,
/// The opaque user peer data we received for other peers
peer_data: HashMap<PI, PeerData>,
}
impl<PI, RG> State<PI, RG>
where
PI: PeerIdentity,
RG: Rng,
{
pub fn new(me: PI, me_data: Option<PeerData>, config: Config, rng: RG) -> Self {
Self {
me,
me_data,
active_view: IndexSet::new(),
passive_view: IndexSet::new(),
config,
shuffle_scheduled: false,
rng,
stats: Stats::default(),
pending_neighbor_requests: Default::default(),
peer_data: Default::default(),
}
}
pub fn handle(&mut self, event: InEvent<PI>, now: Instant, io: &mut impl IO<PI>) {
match event {
InEvent::RecvMessage(from, message) => self.handle_message(from, message, now, io),
InEvent::TimerExpired(timer) => match timer {
Timer::DoShuffle => self.handle_shuffle_timer(io),
Timer::PendingNeighborRequest(peer) => self.handle_pending_neighbor_timer(peer, io),
},
InEvent::PeerDisconnected(peer) => self.handle_disconnect(peer, io),
InEvent::RequestJoin(peer) => self.handle_join(peer, io),
InEvent::UpdatePeerData(data) => {
self.me_data = Some(data);
}
InEvent::Quit => self.handle_quit(io),
}
// this will only happen on the first call
if !self.shuffle_scheduled {
io.push(OutEvent::ScheduleTimer(
self.config.shuffle_interval,
Timer::DoShuffle,
));
self.shuffle_scheduled = true;
}
}
fn handle_message(
&mut self,
from: PI,
message: Message<PI>,
now: Instant,
io: &mut impl IO<PI>,
) {
let is_disconnect = matches!(message, Message::Disconnect(Disconnect { .. }));
if !is_disconnect && !self.active_view.contains(&from) {
self.stats.total_connections += 1;
}
match message {
Message::Join(data) => self.on_join(from, data, now, io),
Message::ForwardJoin(details) => self.on_forward_join(from, details, now, io),
Message::Shuffle(details) => self.on_shuffle(from, details, io),
Message::ShuffleReply(details) => self.on_shuffle_reply(details, io),
Message::Neighbor(details) => self.on_neighbor(from, details, now, io),
Message::Disconnect(details) => self.on_disconnect(from, details, io),
}
// Disconnect from passive nodes right after receiving a message.
if !is_disconnect && !self.active_view.contains(&from) {
io.push(OutEvent::DisconnectPeer(from));
}
}
fn handle_join(&mut self, peer: PI, io: &mut impl IO<PI>) {
io.push(OutEvent::SendMessage(
peer,
Message::Join(self.me_data.clone()),
));
}
fn handle_disconnect(&mut self, peer: PI, io: &mut impl IO<PI>) {
self.on_disconnect(
peer,
Disconnect {
alive: true,
respond: false,
},
io,
);
}
fn handle_quit(&mut self, io: &mut impl IO<PI>) {
for peer in self.active_view.clone().into_iter() {
self.on_disconnect(
peer,
Disconnect {
alive: false,
respond: true,
},
io,
);
}
}
fn on_join(&mut self, peer: PI, data: Option<PeerData>, now: Instant, io: &mut impl IO<PI>) {
// If the peer is already in our active view, there's nothing to do.
if self.active_view.contains(&peer) {
// .. but we still update the peer data.
self.insert_peer_info((peer, data.clone()).into(), io);
// .. and we reply to the peer with a `Neighbor` message, renewing our neighbor relationship
self.send_neighbor(peer, Priority::High, io);
} else {
// "A node that receives a join request will start by adding the new
// node to its active view, even if it has to drop a random node from it. (6)"
self.add_active(peer, data.clone(), Priority::High, now, io);
}
// "The contact node c will then send to all other nodes in its active view a ForwardJoin
// request containing the new node identifier. Associated to the join procedure,
// there are two configuration parameters, named Active Random Walk Length (ARWL),
// that specifies the maximum number of hops a ForwardJoin request is propagated,
// and Passive Random Walk Length (PRWL), that specifies at which point in the walk the node
// is inserted in a passive view. To use these parameters, the ForwardJoin request carries
// a “time to live” field that is initially set to ARWL and decreased at every hop. (7)"
let ttl = self.config.active_random_walk_length;
let peer_info = PeerInfo { id: peer, data };
for node in self.active_view.iter_without(&peer) {
let message = Message::ForwardJoin(ForwardJoin {
peer: peer_info.clone(),
ttl,
});
io.push(OutEvent::SendMessage(*node, message));
}
}
fn on_forward_join(
&mut self,
sender: PI,
message: ForwardJoin<PI>,
_now: Instant,
io: &mut impl IO<PI>,
) {
let peer_id = message.peer.id;
// If the peer is already in our active view, we renew our neighbor relationship.
if self.active_view.contains(&peer_id) {
self.insert_peer_info(message.peer, io);
self.send_neighbor(peer_id, Priority::High, io);
}
// "i) If the time to live is equal to zero or if the number of nodes in p’s active view is equal to one,
// it will add the new node to its active view (7)"
else if message.ttl.expired() || self.active_view.len() <= 1 {
self.insert_peer_info(message.peer, io);
// Modification from paper: Instead of adding the peer directly to our active view,
// we only send the Neighbor message. We will add the peer to our active view once we receive a
// reply from our neighbor.
// This prevents us adding unreachable peers to our active view.
self.send_neighbor(peer_id, Priority::High, io);
} else {
// "ii) If the time to live is equal to PRWL, p will insert the new node into its passive view"
if message.ttl == self.config.passive_random_walk_length {
self.add_passive(peer_id, message.peer.data.clone(), io);
}
// "iii) The time to live field is decremented."
// "iv) If, at this point, n has not been inserted
// in p’s active view, p will forward the request to a random node in its active view
// (different from the one from which the request was received)."
if !self.active_view.contains(&peer_id)
&& !self.pending_neighbor_requests.contains(&peer_id)
{
match self
.active_view
.pick_random_without(&[&sender], &mut self.rng)
{
None => {
unreachable!("if the peer was not added, there are at least two peers in our active view.");
}
Some(next) => {
let message = Message::ForwardJoin(ForwardJoin {
peer: message.peer,
ttl: message.ttl.next(),
});
io.push(OutEvent::SendMessage(*next, message));
}
}
}
}
}
fn on_neighbor(&mut self, from: PI, details: Neighbor, now: Instant, io: &mut impl IO<PI>) {
self.pending_neighbor_requests.remove(&from);
// "A node q that receives a high priority neighbor request will always accept the request, even
// if it has to drop a random member from its active view (again, the member that is dropped will
// receive a Disconnect notification). If a node q receives a low priority Neighbor request, it will
// only accept the request if it has a free slot in its active view, otherwise it will refuse the request."
let new_neighbor = match details.priority {
Priority::High => self.add_active(from, details.data, Priority::High, now, io),
Priority::Low if !self.active_is_full() => {
self.add_active(from, details.data, Priority::Low, now, io)
}
_ => false,
};
if new_neighbor {
io.push(OutEvent::EmitEvent(Event::NeighborUp(from)));
}
}
/// Get the peer [`PeerInfo`] for a peer.
fn peer_info(&self, id: &PI) -> PeerInfo<PI> {
let data = self.peer_data.get(id).cloned();
PeerInfo { id: *id, data }
}
fn insert_peer_info(&mut self, peer_info: PeerInfo<PI>, io: &mut impl IO<PI>) {
if let Some(data) = peer_info.data {
let old = self.peer_data.remove(&peer_info.id);
let same = matches!(old, Some(old) if old == data);
if !same {
io.push(OutEvent::PeerData(peer_info.id, data.clone()));
}
self.peer_data.insert(peer_info.id, data);
}
}
/// Handle a [`Message::Shuffle`]
///
/// > A node q that receives a Shuffle request will first decrease its time to live. If the time
/// > to live of the message is greater than zero and the number of nodes in q’s active view is
/// > greater than 1, the node will select a random node from its active view, different from the
/// > one he received this shuffle message from, and simply forwards the Shuffle request.
/// > Otherwise, node q accepts the Shuffle request and send back (p.8)
fn on_shuffle(&mut self, from: PI, shuffle: Shuffle<PI>, io: &mut impl IO<PI>) {
if shuffle.ttl.expired() || self.active_view.len() <= 1 {
let len = shuffle.nodes.len();
for node in shuffle.nodes {
self.add_passive(node.id, node.data, io);
}
let nodes = self
.passive_view
.shuffled_and_capped(len, &mut self.rng)
.into_iter()
.map(|id| self.peer_info(&id));
let message = Message::ShuffleReply(ShuffleReply {
nodes: nodes.collect(),
});
io.push(OutEvent::SendMessage(shuffle.origin, message));
} else if let Some(node) = self
.active_view
.pick_random_without(&[&shuffle.origin, &from], &mut self.rng)
{
let message = Message::Shuffle(Shuffle {
origin: shuffle.origin,
nodes: shuffle.nodes,
ttl: shuffle.ttl.next(),
});
io.push(OutEvent::SendMessage(*node, message));
}
}
fn on_shuffle_reply(&mut self, message: ShuffleReply<PI>, io: &mut impl IO<PI>) {
for node in message.nodes {
self.add_passive(node.id, node.data, io);
}
}
fn on_disconnect(&mut self, peer: PI, details: Disconnect, io: &mut impl IO<PI>) {
self.pending_neighbor_requests.remove(&peer);
self.remove_active(&peer, details.respond, io);
if details.alive {
if let Some(data) = self.peer_data.remove(&peer) {
self.add_passive(peer, Some(data), io);
}
} else {
self.passive_view.remove(&peer);
}
}
fn handle_shuffle_timer(&mut self, io: &mut impl IO<PI>) {
if let Some(node) = self.active_view.pick_random(&mut self.rng) {
let active = self.active_view.shuffled_without_and_capped(
&[node],
self.config.shuffle_active_view_count,
&mut self.rng,
);
let passive = self.passive_view.shuffled_without_and_capped(
&[node],
self.config.shuffle_passive_view_count,
&mut self.rng,
);
let nodes = active
.iter()
.chain(passive.iter())
.map(|id| self.peer_info(id));
let message = Shuffle {
origin: self.me,
nodes: nodes.collect(),
ttl: self.config.shuffle_random_walk_length,
};
io.push(OutEvent::SendMessage(*node, Message::Shuffle(message)));
}
io.push(OutEvent::ScheduleTimer(
self.config.shuffle_interval,
Timer::DoShuffle,
));
}
fn passive_is_full(&self) -> bool {
self.passive_view.len() >= self.config.passive_view_capacity
}
fn active_is_full(&self) -> bool {
self.active_view.len() >= self.config.active_view_capacity
}
/// Add a peer to the passive view.
///
/// If the passive view is full, it will first remove a random peer and then insert the new peer.
/// If a peer is currently in the active view it will not be added.
fn add_passive(&mut self, peer: PI, data: Option<PeerData>, io: &mut impl IO<PI>) {
self.insert_peer_info((peer, data).into(), io);
if self.active_view.contains(&peer) || self.passive_view.contains(&peer) || peer == self.me
{
return;
}
if self.passive_is_full() {
self.passive_view.remove_random(&mut self.rng);
}
self.passive_view.insert(peer);
}
/// Remove a peer from the active view.
///
/// If respond is true, a Disconnect message will be sent to the peer.
fn remove_active(&mut self, peer: &PI, respond: Respond, io: &mut impl IO<PI>) -> Option<PI> {
self.active_view.get_index_of(peer).map(|idx| {
let removed_peer = self
.remove_active_by_index(idx, respond, RemovalReason::Disconnect, io)
.unwrap();
self.refill_active_from_passive(&[&removed_peer], io);
removed_peer
})
}
fn refill_active_from_passive(&mut self, skip_peers: &[&PI], io: &mut impl IO<PI>) {
if self.active_view.len() + self.pending_neighbor_requests.len()
>= self.config.active_view_capacity
{
return;
}
// "When a node p suspects that one of the nodes present in its active view has failed
// (by either disconnecting or blocking), it selects a random node q from its passive view and
// attempts to establish a TCP connection with q. If the connection fails to establish,
// node q is considered failed and removed from p’s passive view; another node q′ is selected
// at random and a new attempt is made. The procedure is repeated until a connection is established
// with success." (p7)
let mut skip_peers = skip_peers.to_vec();
skip_peers.extend(self.pending_neighbor_requests.iter());
if let Some(node) = self
.passive_view
.pick_random_without(&skip_peers, &mut self.rng)
.copied()
{
let priority = match self.active_view.is_empty() {
true => Priority::High,
false => Priority::Low,
};
self.send_neighbor(node, priority, io);
// schedule a timer that checks if the node replied with a neighbor message,
// otherwise try again with another passive node.
io.push(OutEvent::ScheduleTimer(
self.config.neighbor_request_timeout,
Timer::PendingNeighborRequest(node),
));
};
}
fn handle_pending_neighbor_timer(&mut self, peer: PI, io: &mut impl IO<PI>) {
if self.pending_neighbor_requests.remove(&peer) {
self.passive_view.remove(&peer);
self.refill_active_from_passive(&[], io);
}
}
fn remove_active_by_index(
&mut self,
peer_index: usize,
respond: Respond,
reason: RemovalReason,
io: &mut impl IO<PI>,
) -> Option<PI> {
if let Some(peer) = self.active_view.remove_index(peer_index) {
if respond {
let message = Message::Disconnect(Disconnect {
alive: true,
respond: false,
});
io.push(OutEvent::SendMessage(peer, message));
}
io.push(OutEvent::DisconnectPeer(peer));
io.push(OutEvent::EmitEvent(Event::NeighborDown(peer)));
let data = self.peer_data.remove(&peer);
self.add_passive(peer, data, io);
debug!(other = ?peer, "removed from active view, reason: {reason:?}");
Some(peer)
} else {
None
}
}
/// Remove a random peer from the active view.
fn free_random_slot_in_active_view(&mut self, io: &mut impl IO<PI>) {
if let Some(index) = self.active_view.pick_random_index(&mut self.rng) {
self.remove_active_by_index(index, true, RemovalReason::Random, io);
}
}
/// Add a peer to the active view.
///
/// If the active view is currently full, a random peer will be removed first.
/// Sends a Neighbor message to the peer. If high_priority is true, the peer
/// may not deny the Neighbor request.
fn add_active(
&mut self,
peer: PI,
data: Option<PeerData>,
priority: Priority,
_now: Instant,
io: &mut impl IO<PI>,
) -> bool {
self.insert_peer_info((peer, data).into(), io);
if self.active_view.contains(&peer) || peer == self.me {
return true;
}
match (priority, self.active_is_full()) {
(Priority::High, is_full) => {
if is_full {
self.free_random_slot_in_active_view(io);
}
self.add_active_unchecked(peer, Priority::High, io);
true
}
(Priority::Low, false) => {
self.add_active_unchecked(peer, Priority::Low, io);
true
}
(Priority::Low, true) => false,
}
}
fn add_active_unchecked(&mut self, peer: PI, priority: Priority, io: &mut impl IO<PI>) {
self.passive_view.remove(&peer);
self.active_view.insert(peer);
debug!(other = ?peer, "add to active view");
self.send_neighbor(peer, priority, io);
}
fn send_neighbor(&mut self, peer: PI, priority: Priority, io: &mut impl IO<PI>) {
if self.pending_neighbor_requests.insert(peer) {
let message = Message::Neighbor(Neighbor {
priority,
data: self.me_data.clone(),
});
io.push(OutEvent::SendMessage(peer, message));
}
}
}
#[derive(Debug)]
enum RemovalReason {
Disconnect,
Random,
}